---
title: "Case Study: Advisor Group Automates Video Conference Supervision And Audio / Video Pre-Review With Theta Lake"
description: Streamlined video compliance processes, Automated policy detection for video supervision to reduce compliance risk.
---
[](https://thetalake.com/)
## Advisor Group Case Study
### Advisor Group Automates Video Conference Supervision And Audio / Video Pre-Review With Theta Lake
**INDUSTRY:** Financial Services
**SOLUTION:** Theta Lake Risk and Compliance Suite
**CHALLENGES**
- High volumes of [Zoom video recordings](https://thetalake.com/integrations/zoom/) from unauthorized employees introducing compliance risk
- Manual and time-consuming video conference recording review processes
- Exponential growth in data storage requirements for increasing volume of video recordings
**RESULTS**
- Streamlined video compliance processes, saving 3,300 hours per year
- Automated policy detection for video supervision to reduce compliance risk
- Empowered financial advisors to engage in video marketing with a turnkey supervision process
[ VIEW CASE STUDY](https://pages.thetalake.com/hubfs/WEB%20Resources%20PDFs/Case%20Studies/Case-Study-TL-Advisor-Group-3.21.pdf?hsLang=en-us)
[](https://pages.thetalake.com/hubfs/WEB%20Resources%20PDFs/Case%20Studies/Case-Study-TL-Advisor-Group-3.21.pdf?hsLang=en-us)
##### Gartner recognized Theta Lake as a Leader and Furthest in Vision in the 2026 Gartner® Magic Quadrant™ for Digital Communications Governance and Archiving. Theta Lake is ranked #1 in 6 out of 7 Use Cases\* in the 2026 Gartner® Critical Capabilities for Digital Communications Governance and Archiving.
[LEARN MORE](https://thetalake.com/gartner-mq-dcga-2026/)
[](https://thetalake.com/)
###### Contact
Theta Lake, Inc.
HQ:
233 E Canon Perdido St
Santa Barbara, CA 93101
NY Office:
262 West 38th Street,Suite 806
New York, NY 10018
[Contact Us](https://thetalake.com/request-a-demo/)
[650-242-3900](tel:650-242-3900)
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- [Zoom Microsoft Teams](https://thetalake.com/integrations/)
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###### Product
- Theta Lake Product
- [Portfolio](https://thetalake.com/theta-lake-product-portfolio/)
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- Repay
- [Proactive Compliance](https://thetalake.com/products/proactive-compliance/)
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###### Gartner, Magic Quadrant for Digital Communications Governance and Archiving Solutions, Michael Hoeck, Rizvan Hussain, Apurva Singh, 29 October 2026. Gartner, Magic Quadrant and Peer Insights are trademarks of Gartner, Inc. and/or its affiliates. Gartner does not endorse any company, vendor, product or service depicted in its publications, and does not advise technology users to select only those vendors with the highest ratings or other designation. Gartner publications consist of the opinions of Gartner’s business and technology insights organization and should not be construed as statements of fact. Gartner disclaims all warranties, expressed or implied, with respect to this publication, including any warranties of merchantability or fitness for a particular purpose. Gartner Peer Insights content consists of the opinions of individual end users based on their own experiences with the vendors listed on the platform, should not be construed as statements of fact, nor do they represent the views of Gartner or its affiliates. Gartner does not endorse any vendor, product or service depicted in this content nor makes any warranties, expressed or implied, with respect to this content, about its accuracy or completeness, including any warranties of merchantability or fitness for a particular purpose.\*We are one of the two vendors with highest scores in Investigations Use Case.
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