Advisor Group Automates Video Conference Supervision And Audio / Video Pre-Review With Theta Lake

At a glance

INDUSTRY: Financial Services

SOLUTION: Theta Lake Risk and Compliance Suite

CHALLENGES

  • High volumes of Zoom video recordings from unauthorized employees introducing compliance risk
  • Manual and time-consuming video conference recording review processes
  • Exponential growth in data storage requirements for increasing volume of video recordings

RESULTS

  • Streamlined video compliance processes, saving 3,300 hours per year
  • Automated policy detection for video supervision to reduce compliance risk
  • Empowered financial advisors to engage in video marketing with a turnkey supervision process