Advisor Group Automates Video Conference Supervision And Audio / Video Pre-Review With Theta Lake
At a glance
INDUSTRY: Financial Services
SOLUTION: Theta Lake Risk and Compliance Suite
CHALLENGES
- High volumes of Zoom video recordings from unauthorized employees introducing compliance risk
- Manual and time-consuming video conference recording review processes
- Exponential growth in data storage requirements for increasing volume of video recordings
RESULTS
- Streamlined video compliance processes, saving 3,300 hours per year
- Automated policy detection for video supervision to reduce compliance risk
- Empowered financial advisors to engage in video marketing with a turnkey supervision process
