Join Theta Lake at RegTech Summit London 2025
📍 Thursday, October 16, 2025 | etc.venues 8 Fenchurch Place, London
Modern communication and AI tools like Zoom, Microsoft Teams, Webex, RingCentral, Copilot and Zoom AI Companion have transformed how financial services firms operate—but they also create new challenges for compliance, legal, and risk management teams.
Theta Lake’s multi-award-winning, cloud-native platform empowers firms to identify regulatory risk and provide oversight across modern communications with intelligent recordkeeping, accurate supervision, ML/NLP-driven risk detection, and deep integrations with the tools your business relies on.
Built specifically for the needs of the financial services industry to understand behavior and intent, our platform helps you meet FINRA, SEC, CFTC, and global regulatory obligations—while improving efficiency and collaboration across compliance, IT, and legal teams.
Stacey English is Director of Regulatory Intelligence for Theta Lake, a recognized leader in Digital Communications Governance. She has over 25 years' experience in financial services compliance and technology as both a regulator for the now FCA and practitioner in global banks and insurers. Stacey led Regulatory Intelligence for Thomson Reuters for more than a decade providing regulatory insight and industry research for financial services firms worldwide. She’s also a qualified accountant, a published author on conduct and accountability and provides expert guidance to the Cambridge Centre For Alternative Finance as an Honorary Fellow.
Navigating the frontier of agentic AI in RegTech | 9:35am
Learn how Theta Lake’s modern technology helps identify compliance risks with built-in reconciliation and data health checks, ensuring you avoid costly recordkeeping fines and penalties.
Explore how financial firms can improve compliance outcomes, reduce resource drains, and evidence risk reduction with more complete investigations, more effective detections, and more efficient reviews.
Have a discussion with our experts and discover how our technology seamlessly integrates with your existing compliance and communication tools to optimize your workflows.
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