Superior Surveillance for Unified, AI-Powered Communications
Join Theta Lake at XLoD Global NYC
September 24, 2026 | New York, NY
Modern communication platforms like Microsoft Teams, RingCentral, Webex, Zoom, and AI tools such as Anthropic, OpenAI, Zoom AI Companion and Microsoft Copilot have transformed how financial services firms operate. But these advancements also introduce new complexities for compliance, legal, and risk management teams.
Theta Lake’s multi-award-winning, AI and cloud-native platform empowers firms to identify regulatory risk and provide oversight across modern communications with intelligent recordkeeping, accurate supervision, AI-driven risk detection, and deep integrations with the tools your business relies on.
Built specifically for the needs of the financial services industry to drive compliant productivity, our platform helps you meet FINRA, SEC, CFTC, and global regulatory obligations.

Meet with a Regulatory Intelligence and Compliance Expert
Matt Carey
Product Management Leader
Matt Carey is a product leader at Theta Lake, specializing in voice surveillance and compliance controls. With over two decades of experience in Capital Markets and Investment Banking technology at TD Bank and Mizuho Capital Markets, he has led global infrastructure initiatives focused on Unified Communications, Compliance, and Trading Floor Voice solutions. His work has centered on enabling secure, compliant, and high-performance communication environments that empower users and strengthen operational resilience across leading financial institutions.
Get to Know Theta Lake
Theta Lake’s multi-award-winning product suite provides patented compliance and security for modern collaboration platforms, enabling limitless integrations to unify the capture of any UCC platform across all channels. Major integrations include Zoom, RingCentral, Microsoft Teams, Webex by Cisco, Slack, Asana, Movius, Mural, and more. Theta Lake can capture, act as a unified archive connector across modalities for pre-existing archives of record, and/or act as a completely unified archive for all eComms, aComms (voice), vComms (video and images), aiComms (AI tools), and more. In addition to comprehensive capture and archiving, Theta Lake enables unified search and full replay across all modalities and content types including full conversation views across meshed UCC tools and media types. With unified visibility, customers can more successfully implement proactive compliance using patented ML and AI to detect regulatory, privacy, and security risks in communications.