Screenshot 2025-10-13 at 10.47.12 AM

Key Takeaways:

  • Over half (54%) of the respondents reported disabling capabilities within their approved communications tools because of search visibility, compliance, security or privacy challenges
  • Nearly all respondents (97%) identified significant risks associated with AI usage such as the sharing of confidential information with large language models (LLMs) (53%).
  • 65% of financial services firms anticipate an increase in regulatory expectations for monitoring communications

Based on a comprehensive survey of 500+ respondents across the highly regulated financial serves vertical, the report uncovers the top concerns that are on the minds of IT and Compliance professionals.

Theta Lake Recognized as a Visionary in the Gartner®️ Magic Quadrant™️ for Digital Communications Governance and Archiving (DCGA) Solutions