Broker-Dealers & RIAs: Personalized Videos and Compliance Made Easy

Theta Lake: Compliant Personalized Videos

Many broker firms are adopting personalized sales videos to offer customers a more engaging touchpoint. In the past, the necessary video review and archiving requirements meant a lot of complexity for smaller broker-dealer and RIA firms. But utilizing technologies like Theta Lake can streamline and automate your video compliance efforts to ensure your sales and marketing video programs can quickly reach your audiences and make the most impact.

This eBook details the top tips for video, especially personalized sales videos for your small firm, and how Theta Lake can cost-effectively add compliance and increase your ROI.

Compliance and personalization for sales videos -min