Compliance Week eBook:
Solving the Off-Channel Communications Conundrum

Firms navigating the complex terrain of regulatory mandates to monitor employee off-channel communications for business transactions encounter numerous challenges. Striking the right balance is critical and requires thoughtful consideration to ensure compliance while maintaining trust within the organization. This comprehensive eBook delves deep into the heart of managing off-channel communications, offering insights and strategies that guide you through the regulatory labyrinth with ease.

• Regulatory Insights: Simplify the expectations of regulators regarding off-channel communications. Navigate the fine line of compliance confidently.
• Tech Solutions: Discover how technology can streamline your compliance processes, making monitoring effortless and efficient.
• New Challenges: Stay ahead with an overview of recent legislative changes affecting compliance, including a significant law in New York impacting registered investment advisers.