---
title: 8 Dos and Don’ts When Using Transcription for Compliance
description: Transcription should be considered a component of your audio and video review process for better regulatory and corporate compliance.
---

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## 8 Dos and Don’ts When Using Transcription for Compliance

Transcription is an essential practice for compliance and digital communications governance in highly regulated industries. Overreliance solely on transcription tools presents challenges in terms of scalability, context-based analysis, and accuracy. Ideally, organizations should use a layered approach that includes transcription as a component of the compliance infrastructure.

This white paper details how:

- Transcription tools have limitations in terms of scalability, context-based analysis, and accuracy
- What a layered approach that includes transcription as a component of a digital communications should look like
- How organizations can validate their communication compliance vendor's transcription capabilities and flexibility
- When transcripts should be used for AI-enabled risk detections and LLM-powered summaries
- Integration of transcripts with other communication components is important for a comprehensive understanding of conversations

[![Group 2](https://4639596.fs1.hubspotusercontent-na1.net/hubfs/4639596/ThetaLake-theme-2025/images/lp/Group%202.svg) READ WHITEPAPER](https://pages.thetalake.com/hubfs/Dos%20%26%20Donts%20of%20Transcription%20for%20Compliance%2024.pdf?hsLang=en-us)

[![8DosandDonts](https://pages.thetalake.com/hs-fs/hubfs/8DosandDonts.png?width=700&height=902&name=8DosandDonts.png)](https://pages.thetalake.com/hubfs/Dos%20%26%20Donts%20of%20Transcription%20for%20Compliance%2024.pdf?hsLang=en-us)

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Key Takeaways:

- ABCD
- ABCD
- ABCD

[![Group 2](https://4639596.fs1.hubspotusercontent-na1.net/hubfs/4639596/ThetaLake-theme-2025/images/lp/Group%202.svg) DOWNLOAD WHITE PAPER](https://pages.thetalake.com/bp-to-improve-uc-tool-adoption?hsLang=en-us#top)

##### Gartner recognized Theta Lake as a Leader and Furthest in Vision in the 2026 Gartner® Magic Quadrant™ for Digital Communications Governance and Archiving. Theta Lake is ranked #1 in 6 out of 7 Use Cases\* in the 2026 Gartner® Critical Capabilities for Digital Communications Governance and Archiving.

[LEARN MORE](https://thetalake.com/gartner-mq-dcga-2026/)

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###### Gartner, Magic Quadrant for Digital Communications Governance and Archiving Solutions, Michael Hoeck, Rizvan Hussain, Apurva Singh, 29 October 2026. Gartner, Magic Quadrant and Peer Insights are trademarks of Gartner, Inc. and/or its affiliates. Gartner does not endorse any company, vendor, product or service depicted in its publications, and does not advise technology users to select only those vendors with the highest ratings or other designation. Gartner publications consist of the opinions of Gartner’s business and technology insights organization and should not be construed as statements of fact. Gartner disclaims all warranties, expressed or implied, with respect to this publication, including any warranties of merchantability or fitness for a particular purpose. Gartner Peer Insights content consists of the opinions of individual end users based on their own experiences with the vendors listed on the platform, should not be construed as statements of fact, nor do they represent the views of Gartner or its affiliates. Gartner does not endorse any vendor, product or service depicted in this content nor makes any warranties, expressed or implied, with respect to this content, about its accuracy or completeness, including any warranties of merchantability or fitness for a particular purpose.\*We are one of the two vendors with highest scores in Investigations Use Case.

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